欧盟人工智能法案合规性检查清单 2026
适用于附件 III 中高风险人工智能系统的分步合规性检查清单。涵盖第 9-14 条的义务、附件 IV 中的技术文档以及欧盟数据库注册。可免费下载 PDF。
获取实施手册（PDF）两种准备方式
免费官方资源
使用这些资源获取法规文本、欧盟自身的评估以及来自欧盟委员会的直接指南：
AIAgentree 实施手册
特定于平台的实施指南：如何使用 AIAgentree 满足第 9-14 条的要求，并提供代码示例、仪表板和附件 IV 模板。需要电子邮件注册。
- 第 12 条日志记录——SDK 安装 + 自动决策跟踪捕获，Python 和 TypeScript 中的代码示例
- 第 14 条人工监督——审批队列设置、覆盖工作流程配置、升级警报模板
- 附件 IV 技术文档——针对 AIAgentree 系统的预填充模板
- 第 11 条 + 附件 IV 证据导出——一键生成 PDF/JSON/CSV 报告，供监管机构使用
- 合规性评估检查清单——指定机构将要求的内容，逐页显示
这是针对使用 AIAgentree 的工程团队的实施手册，而不是法规的副本。对于法规文本和欧盟自身的评估工具，请参阅上面的官方来源。
1. 预评估
- 完成所有人工智能系统（生产 + 开发）的清单
- 对每个系统进行第 6 条的风险分类
- 在适用时确定附件 III 中的类别
- 进行第 6(3) 条的豁免评估，并提供有据可依的理由
2. 第 9 条：风险管理
- 记录风险识别流程
- 风险评估和评估方法
- 定义并测试缓解措施
- 残余风险测试程序
- 上市后监测计划
3. 第 10 条：数据治理
- 训练数据质量控制
- 偏差检测和缓解程序
- 数据相关性和代表性验证
- 数据完整性检查
- 保留和访问策略
4. 第 11 条 + 附件 IV：技术文档
- 系统描述和预期用途
- 开发流程文档
- 算法规范
- 训练方法
- 性能指标和验证结果
5. 第 12 条：自动记录
- 带有时间戳的自动事件记录
- 输入/输出捕获
- 人工交互记录
- 不可篡改、防篡改的记录
- 监管机构可导出的功能
Article 13: Transparency to Deployers
- Instructions for use provided — concise, complete, correct and clear information on the system's characteristics, capabilities and performance limitations
- Provider identity and contact details included in the accompanying documentation
- Known and foreseeable limitations, risks of misuse and circumstances that may create risks documented for deployers
- Human-oversight measures and the technical means deployers need to interpret and use the system's output correctly specified
6. 第 14 条：人工监督
- 指定人员可访问的监督界面
- 覆盖和中断功能
- 记录干预程序
- 定义升级流程
7. 欧盟数据库注册
- 已提交欧盟人工智能数据库条目
- 已提交符合性声明
- 已贴上 CE 标志（在适用时）
AIAgentree 的欧盟人工智能法案实施手册
第 9-14 条与平台功能相关联，并提供代码示例和附件 IV 文档模板。
获取实施手册（PDF）这是针对使用 AIAgentree 的工程团队的实施手册，而不是法规的副本。对于法规文本和欧盟自身的评估工具，请参阅上面的官方来源。
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